Ontario tribunal bans B.C. man under U.S. sanctions
Investment Executive·2026-04-10 02:32
The order, which was issued Thursday based on written submissions from the OSC, without an opportunity for Moynes to be heard, followed a judgment of the U.S. District Court in Massachusetts in 2023, which imposed sanctions on Moynes, including both monetary sanctions and market prohibitions.Without admitting or denying the allegations set out in a complaint from the U.S. Securities and Exchange Commission (SEC) in 2022, Moynes consented to a final judgment and waived any right to appeal.Among other things, ...