MINNEAPOLIS--(BUSINESS WIRE)--Ameriprise Financial, Inc. (NYSE: AMP) today announced that 20 of the firm's financial advisors have been recognized on Barron's "Top 100 Independent Financial Advisors†ranking. Each year, Barron's identifies the nation's top 100 independent advisors based on various factors that contribute to success in the business. Advisors are ranked on the volume of client assets overseen by their teams, revenues generated for their firms, and the quality of their practices i. ...

SmartAsset and Yahoo Finance LLC may earn commission or revenue through links in the content below. My wife (62) and I (60) have $2.4 million in our Edward Jones IRA account and have no mortgage payment and our children are out of the house. Do we really need a financial advisor (at 1%) or could we go with a less expensive option like Vanguard? We don’t see any adjustment with our current advisor during changing market conditions. – Kenneth Cheaper services are always something to consider. If you can ...

PARSIPPANY, N.J.--(BUSINESS WIRE)--Summit Financial climbed 15 spots to No. 35 on the Barron's 2025 Top 100 RIA Firms list. ...

Benjamin Prescott, founder and CEO of Prescott Financial in Tampa, Fla., was at his first Osaic conference a few months after leaving B. Riley Financial to launch his solo practice. Despite being 41, Prescott said he’s interested in discussions around succession planning because he’s a solo practitioner, and sometimes clients ask what would happen if he left.“AI has a lot of advantages, but how do we defend against it?” he said. “When I started, it was commission-based products, then it was AUM. ... Will we ...

CLEVELAND--(BUSINESS WIRE)--MAI Capital Management ("MAI†) announced the acquisition of Summit Financial Advisors, LLC ("Summit†). ...

投资者行为与市场认知 - 美国老年投资者对股市持悲观态度 平均60%受访者预期市场上涨 但历史数据显示市场实际上涨概率为75% [2] - 50至78岁拥有10万美元以上可投资资产的投资者 期望股票配置比例平均为37% [3] - 实际股票配置比例达43%-48% 显著高于其声称的偏好水平 [4] 资产配置实践与驱动因素 - 目标日期基金日益普及导致预期与实际配置差异 401(k)计划默认配置推动实际持股比例上升 [5] - 财务顾问认为更高权益配置对临近退休者和退休者至关重要 因生活费用和预期寿命持续上升 [6] - 当前配置策略背离传统规范 以往退休人群主要转向固定收益产品以保全资产 [7] 行业专业观点 - 研究机构指出实际持股超出偏好可能对投资者有利 因悲观情绪可能导致配置不足 [5] - 专业顾问强调需要引导客户进行合理资产配置 客户自身缺乏准确判断能力 [6] - 行业实践显示权益配置对退休规划的重要性日益提升 固定收益主导模式发生转变 [7]

Today’s young financial advisors are lost. If only they had a map or a guide. Many next-gen planners feel adrift in their roles, uncertain of career paths, skill development goals or their managers’ succession plans, according to a recent study from consultancy DeVoe & Co. With plenty of older advisors nearing retirement and talent already scarce, firms risk losing their competitive edge if they fail to support the next generation. “Clients feel it first,” said CEO David DeVoe. “Service weakens, leadersh ...

核心观点 - Raymond James Financial Services(RJFS)独立顾问渠道新增四名来自Custom Wealth Strategies(CWS)的财务顾问 他们之前管理约3 15亿美元客户资产 专注于服务高净值客户群体 [1][2] 人员背景与团队构成 - 团队核心成员包括David R Burgio Sr(拥有31年金融服务行业经验 注册会计师 2011年创立CWS) Michael Malaney(财务规划师 持有CFP认证 7年顾问经验) David M Burgio Jr(财富规划师 正在攻读CFP资格) Mary M McCafferty(拥有22年财务顾问经验 持有CFP认证 曾任企业财务总监) [2][3][4][5] - 团队由两名CFP认证的辅助规划师 一名注册助理和一名办公室协调员提供支持 [5] 业务专长与客户定位 - 团队专门服务高净值客户群体 包括企业高管 医生 企业主以及处于或准备退休阶段的个人 [2] - 强调以长期视角为客户提供财富规划指导 帮助客户实现财务目标 [3] 公司平台与资源 - Raymond James提供强大的技术平台 资源和支持体系 助力顾问团队提升客户服务质量 [3] - RJFS作为全国性独立财务顾问支持平台 通过关联公司提供全面的投资和财富规划服务 [6] - 截至2025年7月31日 Raymond James整体管理客户资产规模达1 65万亿美元 [6] 组织架构与合规信息 - CWS是独立运营实体 并非注册经纪交易商 与Raymond James Financial Services保持独立关系 [7] - 证券业务通过FINRA/SIPC会员机构Raymond James Financial Services开展 投资顾问服务通过Raymond James Financial Services Advisors提供 [7]

公司动态 - Raymond James Financial Services(RJFS)近期迎来两位资深财务顾问Leo Boisvert和Erik Heben加入其独立顾问渠道[1] - 两位顾问此前在Commonwealth Financial Network管理约2 1亿美元客户资产并共同创立Private Wealth Consultants专注于家庭个人企业主医疗专业人士等客群[2] - 团队同时引入客户服务经理Paula Heben和客户服务助理Dawn Mannina-Sanford[2] 人员背景 - Leo Boisvert拥有32年行业经验包括18年在Commonwealth任职持有Nove Southeastern University金融管理及行为经济学MBA学位以及CIMA和CDFA专业认证[3] - Erik Heben具备30年从业经验2006年起与Commonwealth合作持有肯特州立大学学士学位及CFP认证[4] 公司概况 - RJFS成立于1974年通过关联公司Raymond James & Associates提供全方位投资及财富规划服务[5] - 母公司Raymond James Financial(NYSE-RJF)为美国领先多元化金融服务公司截至2025年6月30日管理客户资产达1 64万亿美元[5] - 业务覆盖美国加拿大及海外市场通过独立财务顾问网络运营[5] 合作模式 - Private Wealth Consultants作为独立实体与RJFS保持非隶属关系通过后者进行证券交易及投资顾问服务[6]