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Titan Pharmaceuticals Announces $1 Million Private Placement of Convertible Preferred Stock
Globenewswire· 2025-04-12 04:15
文章核心观点 泰坦制药公司完成向蓝港资产管理公司私募发行新指定的B系列可转换优先股 [1] 交易情况 - 蓝港资产管理公司以100万美元总价购买10万股本公司优先股 [1] - 股份转换价格为3美元 [1] 股份限制 - 优先股授权证书含有益所有权转换“阻碍条款”,防止蓝港获得纳斯达克规则允许的最大普通股百分比或公司已发行普通股的19.99%(以较低者为准) [2] 交易性质与协议 - 此次交易股份不涉及公开发行,未根据1933年《证券法》注册,依赖其下的S条例 [3] - 泰坦与蓝港同时签订注册权协议,泰坦同意在特定事件发生时提供某些注册权 [3] 财务顾问 - ARC集团有限公司担任泰坦此次私募的唯一财务顾问 [4]
WiSA Technologies(WISA) - Prospectus(update)
2023-09-29 21:27
As filed with the U.S. Securities and Exchange Commission on September 29, 2023 Registration No. 333-274331 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 WiSA Technologies, Inc. (Exact name of registrant as specified in its charter) (State or other jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code Number) Delaware 3674 30-1135279 (I.R.S. Employer Identif ...