You can find original article here WealthManagement. Subscribe to our free daily WealthManagement newsletters. A federal court judge in Georgia sided with new registered investment advisor OpenArc Corporate Advisory by dismissing a temporary restraining order requested in a lawsuit filed against it by its former wirehouse employer, Merrill Lynch. Dynasty Financial Partners, OpenArc’s platform provider and minority investor, and custodian Charles Schwab were also named in Merrill’s court filing requesting ...

You can find original article here WealthManagement. Subscribe to our free daily WealthManagement newsletters. A tech-focused registered investment advisor founder and former CEO of PayPal has launched a new RIA touting an artificial intelligence-driven advice platform and tax-aware investing. Bill Harris, who founded tech-focused wealth manager Personal Capital in 2009, said at a launch event in New York that his new Evergreen Wealth will combine human expertise and technology for high-net-worth and aff ...

IPO申请概况 - 财富管理平台Wealthfront于9月29日周一提交了首次公开募股（IPO）的提案[1] - 公司已向美国证券交易委员会提交了S-1表格注册声明并申请在纳斯达克全球精选市场上市股票代码为"WLTH"[2] - 此次发行的股票数量和价格范围尚未确定发行将取决于市场条件[3] 公司财务与运营表现 - 第二季度平台资产同比增长24%达到880亿美元收入同比增长26%达到3.39亿美元[4] - 公司定位为技术驱动的金融平台帮助数字原生代将储蓄转化为财富提供现金管理、投资、借贷和财务规划解决方案并开创了使用自动化帮助客户构建投资组合的先河[3] - 公司认为其追求的机会是独特且巨大的因为数字原生代正进入财富积累的主要阶段并有望成为有史以来最富有的一代[4] 行业背景与历史事件 - 公司于2022年6月宣布向美国证券交易委员会秘密提交了IPO草案注册声明成为最新一家这样做的金融科技公司紧随其竞争对手Chime于同年6月早些时候上市之后[5] - 2022年1月瑞士银行瑞银宣布计划以14亿美元的全现金交易收购Wealthfront但双方于2022年9月取消了该计划据报道部分大投资者反对交易且美国监管机构对交易表示担忧[5][6]

Those lead advisors, minority investor and partner Dynasty, and custodian Schwab, are fighting the allegations in court. If they can clear those legal hurdles, OpenArc will become a new competitor in the mega-RIA space and likely join the acquisition spree .The road to creating OpenArc has not been easy, according to those who worked on the move. Nor was its launch, with a formal announcement preceded by a lawsuit filed by Bank of America’s Merrill in a federal court in Georgia, alleging that OpenArc leader ...

公司动态 - LPL Financial LLC宣布由DJ Totland、Christopher Meyer等资深顾问组成的新团队Lighthouse Private Wealth加入其经纪商和注册投资顾问平台 [1] - Lighthouse Private Wealth团队报告管理约11亿美元咨询、经纪和退休计划资产并来自RBC [1] - 新团队位于纽约大都会区的新泽西州红岸市拥有90年综合行业经验并合作共事20年 [2] - 团队服务对象包括高净值个人、小企业主和家庭并采用全方位财务规划方法 [2] 战略与运营 - 团队选择LPL的原因包括寻求改进的技术支持、自主运营能力以及定制化技术方案的灵活性 [3][4] - LPL Financial作为财富管理行业领导者支持超过29,000名财务顾问和约1,100家金融机构 [6] - 公司托管和管理约1.9万亿美元经纪和咨询资产服务约700万美国投资者 [6] - LPL提供多种顾问合作模式、投资解决方案、金融科技工具和实践管理服务 [6] 行业背景 - LPL Financial Holdings Inc (纳斯达克: LPLA)是美国增长最快的财富管理公司之一 [6] - 公司在财务顾问中介市场中占据领先地位截至2025年6月30日 [6]

President Trump’s recent executive order on alternative assets and 401(k)-style retirement plans has drawn fresh attention to the rapid growth of private markets, including private equity, credit, real estate and infrastructure. We cannot fully understand this growth, or its impact on global finance, without considering how the shift to private assets has intersected with other key investment trends — most notably, the expansion of the wealth-management industry. For perspective: Global assets under mana ...

Don’t think of it as selling out, but rather as buying in. Over the next half of the decade, there are expected to be 1,500 M&A deals involving asset and wealth managers, according to a new report from consultancy Oliver Wyman and Morgan Stanley. That means one in five firms existing today will be acquired by 2029. In the past, the wealth and asset management industries were highly fragmented, and firms could find success with small teams and just a handful of clients. But the landscape is changing. “In ...

产品发布 - 盈米基金与阿里云联合发布国内首个财富管理领域理财智能体评测集“FinMCP-Bench”及投顾智能体模型“Dianjin-Qieman-FA-Agentic” [1] - “FinMCP-Bench”是一套针对AI大模型在财富管理领域“工具调用”能力的量化指标体系 数据集源自“且慢”App用户的真实交互场景和高质量标注数据 [4] - 评测集首次将工具调用的准确性和投顾服务流程的规范性作为核心评测维度 确保AI大模型不仅能“说得对”还能“做得对” [4] - 投顾智能体模型“Dianjin-Qieman-FA-Agentic”能像“真人投顾专家”一样主动理解用户意图并协同调用工具完成复杂任务 有效解决模型幻觉、数据质量等常见问题 [5][6] - 上述产品已在盈米基金旗下且慢App上应用 成为其AI大模型投顾服务“AI小顾”迭代升级的核心引擎 [6] 行业AI应用进展 - 投资者普遍认为AI财富管理的最大作用在于随时在线、降低理财服务门槛、提供个性化建议和处理海量数据 [8] - 蚂蚁基金个人用户AI理财助理“蚂小财”完成升级后 用户人均对话轮次提升40% 对其回复的“赞踩比率”提升190% [8] - 京东金融AI财富管家“京小贝”产品全新升级 推动财富管理服务从功能导向迈入智能协同新阶段 [8] - 蚂蚁财富开放平台3.0升级面向合作伙伴开放“三大专业AI助手” 升级后平台内部素材数量提升10倍 人工服务产能提升20% 投研观点覆盖范围增加5倍 [9]

公司获奖与荣誉 - 公司的全球家族团队在2025年STEP私人客户大奖中再次荣获年度最佳财务顾问团队奖 [1] - 该奖项表彰了公司在跨境财富管理领域无与伦比的专业知识以及对解决超高净值客户复杂财富需求的承诺 [1] - 公司曾在2021年获得过同一奖项 [2] 公司专业能力与服务 - 公司通过高超技能和细致关怀指导面临复杂跨境挑战的家族客户 [2] - 服务特色包括下一代教育、定制化离岸投资平台、开创性研究以及注重道德实践和长期客户关系 [2] - 全球家族团队是一个专门的跨境财富咨询团队，在为超高净值客户及其专业顾问服务方面拥有深厚专业知识 [3] - 团队为美国和国际家族、企业主、家族办公室等提供涵盖复杂税务、监管和投资挑战的综合建议、建模和报告 [3] 公司资产规模 - 截至2025年6月30日，公司管理资产规模达1440亿美元 [5] - 其母公司AllianceBernstein在全球主要市场26个国家和地区设有办公室，同期管理资产规模超过8290亿美元 [6] 奖项背景信息 - STEP私人客户大奖旨在表彰私人客户领域的专业人士，包括律师、会计师、银行家、信托经理和财务顾问 [4] - 2025年该奖项共收到来自25个国家的337份参赛作品，获奖者于2025年9月18日在英国伦敦公布 [4] - STEP是全球家族遗产和继承规划从业者的专业协会，在96个国家拥有超过22,000名会员 [7]

You can find original article here WealthManagement. Subscribe to our free daily WealthManagement newsletters. The latest analysis of the wealth management sector predicts that 20% of wealth and asset managers will be acquired in the next five years. Weekly deal round-ups generally fit that narrative of consolidation—but this week muddies the water, with a number of large breakaways starting new RIAs. First, WealthManagement.com reported on Elevation Point staking a UBS breakaway to start a multi-family ...