As filed with the U.S. Securities and Exchange Commission on October 6, 2023. Registration Statement No. 333-274166 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 3 to Form F-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GLOBAVEND HOLDINGS LIMITED Cayman Islands 4731 Not Applicable (State or other jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code Number) (IRS Employer Identification Number) Office 1401, Level 14 ...

As filed with the U.S. Securities and Exchange Commission on September 29, 2023. Registration Statement No. 333-274166 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 2 to Form F-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GLOBAVEND HOLDINGS LIMITED (Exact name of registrant as specified in its charter) Cayman Islands 4731 Not Applicable (State or other jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code Number) ...

As filed with the U.S. Securities and Exchange Commission on September 22, 2023 Cayman Islands (State or other jurisdiction of incorporation or organization) 6770 (Primary Standard Industrial Classification Code Number) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 2 TO FORM S-1 REGISTRATION STATEMENT Under The Securities Act of 193 Spark I Acquisition Corporation (Exact name of Registrant as specified in its charter) 87-1738866 (I.R.S. Employer Identification Number) ...

As filed with the U.S. Securities and Exchange Commission on September 13, 2023 Registration No. 333-266762 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 12 TO FORM F-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Kabushiki Kaisha Lead Real Estate (Exact name of registrant as specified in its charter) Lead Real Estate Co., Ltd (Translation of Registrant's name into English) Japan 1531 Not Applicable (Primary Standard Industrial (State or other jurisdiction ...

As filed with the Securities and Exchange Commission on September 12, 2023 Registration No. 333-264372 Amendment No. 13 to UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 LA ROSA HOLDINGS CORP. (Exact name of registrant as specified in its charter) (State or other jurisdiction of Nevada 6531 87-1641189 (Primary Standard Industrial Classification Code Number) (I.R.S. Employer Identification Number) 1420 Celebration Blvd. ...

As filed with the Securities and Exchange Commission on September 7, 2023. Registration Statement No. 333-274120 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 3 to Form F-1 REGISTRATION STATEMENT (Name, address, including zip code, and telephone number, including area code, of agent for service) Copies of all communications, including communications sent to agent for service, should be sent to: UNDER THE SECURITIES ACT OF 1933 Arm Holdings plc England and Wales 3674 N ...

As filed with the Securities and Exchange Commission on September 1, 2023. Registration Statement No. 333-274120 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to Form F-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Arm Holdings Limited1 England and Wales 3674 Not applicable (State or other jurisdiction of (Primary Standard Industrial (I.R.S. Employer Tel: +44 (1223) 400 400 (Address, including zip code, and telephone number, including area code, of Regis ...

证券发行费用 - 发行和分配证券估计费用总计16,023美元，含SEC注册费1,023美元、法律费用5,000美元、会计费用10,000美元[8][10] 本票发行与回购 - 2022年5月向Whitebox发行1,125万美元本金的10%有担保可转换本票，Whitebox可额外购买最多1,200万美元同条件本票[20] - 2022年9月发行250万美元期权本票，11月以250万美元现金和69,680股普通股回购[24] - 2023年2月和5月分别向Whitebox发行2,550,026美元和150万美元期权本票，6月30日本票余额为14,500,026美元[25] 本票条款与利息 - 初始本票年利率10%，5%现金支付，5%实物支付，2025年5月9日到期，2022年8月起每月偿还本金20万美元及利息[21][22] - 2022年12月31日应计利息余额为105.2万美元，2023年上半年记录利息177.3万美元，6月30日应计利息余额为255.7万美元[26] - 2022年12月31日未摊销债务折扣为97.6万美元，2023年上半年摊销64.2万美元，6月30日未摊销债务折扣余额为86万美元[27] 本票转换 - 本票初始转换率为每1美元本金转换0.0831股普通股，约12.03美元/股，特定情况下最高可增至0.1216股，约8.22美元/股[28] - 6月30日，本票（含应计利息）可转换为1,415,826股公司普通股[30] 资产抵押贷款 - 本票允许资产抵押贷款（ABL）最高600万美元，6月30日超额ABL费用总计167.2万美元，9月29日到期[23] 票据条款修订 - 2023年2月票据条款修订，发生根本性变化时，持有人有权要求公司以本金110%（原100%）加应计利息的价格回购票据[31] PIPE融资 - 2023年5月25日进行PIPE，投资者购买1,566,732股普通股及313,346股认股权证，每股购买价2.585美元，毛收益约410万美元[33] - 2022年3月10 - 11日进行PIPE，投资者购买18,594,571股普通股及9,297,289股认股权证，高管和董事购买约110万美元证券，毛收益约540万美元[38] 其他交易 - 2021年3月11日，John J. Bello和Nancy E. Bello以200万美元证券质押替换Daniel J. Doherty的150万美元备用信用证，John Bello获8,000股受限普通股[35] - 2021年11月24日，Bello信托为250万美元超额预支提供抵押支持，John J. Bello提供个人担保，2022年3月17日解除[36] - 2021年11月24日，公司授予John Bello一份为期5年、可购买30,000股普通股的认股权证，行权价32美元[37] - 2020年12月11 - 15日与Raptor达成和解，支付425万美元现金，发行100万股认股权证和1,339,286股普通股，原债务约550万美元[39] - 2021年公司以发行93股受限普通股支付A类优先股股息，2020年为4,530股[40] 注册声明相关 - 注册声明生效后，若证券发行数量和价格变化不超过最大总发行价20%，可按规则424(b)反映[45] - 为确定1933年证券法下的责任，某些生效后修订被视为新注册声明[44] - 注册声明签署日期为2023年8月23日[58,60] - 公司年度报告的每次提交将被视为新的注册声明[55] 其他事项 - 公司被告知对董事、高管等的证券责任赔偿违背政策不可执行[56] - 形式为SF - 3的证券发行需按规定补充招股说明书信息[54] - 公司将在特定证券通信情况下被视为卖家[53] - 不同规则下招股说明书被视为注册声明一部分的日期规定[51,53] - 部分高管及董事授权他人签署注册声明修正案等文件[59] - 公司提供多份文件信息，包括证书、协议等及对应日期[61,62] - 公司2017激励补偿计划于2018年1月29日提交[61] - 公司2020股权激励计划于2021年1月15日提交[61] 协议签订 - 2023年2月10日与威尔明顿储蓄基金协会就10%可转换票据进行部分期权行使和第二次修订[63] - 2023年2月10日与威尔明顿储蓄基金协会达成有限豁免和延期协议[63] - 2022年8月11日公司、威尔明顿储蓄基金协会及持有人对10%有担保可转换票据进行有限豁免和修订[63] - 2023年4月11日公司、威尔明顿储蓄基金协会及持有人对10%有担保可转换票据进行有限豁免和修订[63] - 2023年5月25日与D&D Source of Life Holding Ltd.及其他投资者签订证券购买协议[63] - 2023年5月25日与D&D Source of Life Holding Ltd.签订股东协议[63] - 2023年5月25日与D&D Source of Life Holdings Ltd.及其他投资者签订登记权协议[63] - 2023年5月30日与威尔明顿储蓄基金协会就10%有担保可转换票据进行部分期权行使和修订协议[64] - 2023年5月30日与威尔明顿储蓄基金协会达成有限豁免和延期协议[64] - 2023年5月15日文件显示了公司的子公司情况[64]

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 As filed with the Securities and Exchange Commission on August 23, 2023 Registration No. 333- 274034 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Pre-Effective Amendment No.1 FORM S-1/A REED'S, INC. (Exact name of registrant as specified in its charter) (State or jurisdiction of incorporation or organization) Delaware 2086 35-2177773 (Primary Standard Industrial Classification Code Number) (I.R.S. Employer Identification Numb ...

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 10 TO As filed with the U.S. Securities and Exchange Commission on August 16, 2023 Registration No. 333-266762 FORM F-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Kabushiki Kaisha Lead Real Estate (Exact name of registrant as specified in its charter) Lead Real Estate Co., Ltd (Translation of Registrant's name into English) (Primary Standard Industrial (State or other jurisdiction of incorporation or organizat ...