Key Takeaways LPL Financial's total brokerage and advisory assets hit $2.26T in August, up 45.1% year over year.Brokerage assets climbed 10.8% sequentially, while advisory assets surged 21.5% from July 2025.Organic NNAs were $17.8B, including $13.8B from First Horizon Bank and $2.2B in off-boarded assets.LPL Financial (LPLA) witnessed a rise in total brokerage and advisory assets in August 2025. The metric was $2.26 trillion, which surged 16.7% from the prior month and 45.1% year over year.LPLA’s August Per ...

公司合作动态 - 保德信金融公司与LPL金融公司宣布进一步扩大合作关系 [1] - 两家公司合作推出保险覆盖型退休终身收入策略 专为LPL管理账户平台设计 [1] - 该解决方案主要面向通常不使用受保障终身收入及其他保险主导型退休方案的财务顾问 [1] 产品战略布局 - 保险覆盖型退休终身收入策略将整合至财富管理业务实践中 [1] - 方案旨在拓展非传统保险类退休解决方案的用户群体 [1] - 通过管理账户平台实现保险型退休产品的市场化推广 [1]

Aneri Jambusaria speaks with the calm confidence of someone who has rewired her own approach to work. Early in her career, a 360-degree review revealed a blind spot: she held too tightly to projects she knew she could ace—“a sure thing”—instead of delegating or chasing higher-stakes opportunities. But avoiding failure also meant avoiding growth, she says. That realization sparked what Jambusaria calls a shift from a scarcity mindset to one of abundance, a recalibration she now applies as head of LPL Financ ...

SAN DIEGO, Sept. 18, 2025 (GLOBE NEWSWIRE) -- LPL Financial LLC (“LPL Financial”), a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for August 2025. Total advisory and brokerage assets at the end of August were $2.26 trillion, an increase of $324.1 billion, or 16.7%, compared to the end of July 2025. Total net new assets for August were $292.8 billion, which included $275.0 billion of acquired net new assets resulting from th ...

公司高管变动 - Atria Wealth Solutions联合创始人兼首席增长官Kevin Beard已离职 目前未在任何证券公司注册[1][3] - 另外两位联合创始人Doug Ketterer和Eugene Elias Jr已于2025年4月卸任[2] - 近期多名Atria高管离职 包括高级营销主管以及投资解决方案 实践管理和产品策略部门员工[5] 并购整合进展 - LPL Financial于2025年10月完成对Atria Wealth Solutions的收购[1] - 在2025年第二季度财报中 LPL宣布已完成Atria向LPL平台的转换[1] - 过去18个月内 LPL已将超过250名Atria员工转入LPL匹配岗位[5] 人员调整措施 - LPL通过裁员方式精简Atria管理层 5月已在加州 德州和纽约提交WARN裁员通知[4] - WARN通知规定需提前60-90天告知员工雇佣关系终止[5] - LPL为Atria员工设立个性化申请流程 允许申请空缺职位[5] 经纪商业务调整 - Atria旗下多家经纪交易商已从FINRA撤销注册 包括Grove Point Financial SCF Securities Sorrento Pacific Financial和Western International Securities[6]

SAN DIEGO, Sept. 18, 2025 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that advisors, Benjamin Worley, AAMS®, and Robert Monroe, CFP®, have come together to form Worley Monroe Advisors and join LPL Financial’s broker-dealer and Registered Investment Advisor (RIA) platform. They reported serving approximately $400 million in advisory, brokerage and retirement plan assets* and join LPL from Edward Jones. Based in southeast Missouri in the town of Dexter, the team has 36 years of experience. Worley's ...

Comprehensive, data-driven and advisor-informed research reveals sustainable growth trends in the wealth management industry, empowering advisors and institutions to grow with purposeSAN DIEGO, Sept. 17, 2025 (GLOBE NEWSWIRE) -- LPL Financial LLC, a leading wealth management firm, today announced the release of the first-of-its-kind annual Advisor Growth Study (AGS). The comprehensive research study pulls from six years of structured data (2018–2024) from over 14,000 financial advisors across business model ...

You can find original article here Wealthmanagement. Subscribe to our free daily Wealthmanagement newsletter. A South Carolina-based team managing about $1.25 billion in client assets is joining independent broker/dealer LPL Financial from UBS. According to LPL, Jeffrey Allen, Steve Armaly, Brian Blackburn and Michael S. Lee are forming the independent practice Ox Road Capital and affiliating with LPL’s strategic wealth services model (fashioned for breakaway wirehouse reps).  The team is based in Gre ...

核心观点 - LPL Financial宣布四名财务顾问通过其支持的独立模式LPL Strategic Wealth Services成立新独立实践Ox Road Capital 管理资产规模约12.5亿美元 从UBS加入LPL [1][5] 团队背景与业务模式 - 团队位于南卡罗来纳州格林维尔 2016年组建 累计拥有近100年行业经验 [2] - 业务模式基于成员优势互补 客户群涵盖超高净值个人 退休前/退休人群 企业高管 企业家 医疗专业人士及私人基金会 [2] - 决策采用全员一致通过机制 注重客户关系而非交易 强调财务规划必要性 [3] 选择LPL的原因 - 团队处于"意义阶段" 考虑长期传承 需建立超越创始人的实践体系 [4] - 通过尽职调查后选择LPL Strategic Wealth Services 该模式结合创业自由度和实操支持 [5] - 避免成为W2雇员或引入股权合伙人 LPL提供全方位支持 包括技术 服务速度及灵活性 [6] - 团队访问LPL办公室并与CEO交流 认可其行业颠覆性创新能力和技术迭代速度 [6] LPL支持体系 - Strategic Wealth Services提供简化定价 专属技术及启动支持 过渡后持续获得运营支持 [6] - 支持团队包含业务策略师 营销合伙人 CFO及行政助理 提供单一联系点和优先项目处理通道 [6] - LPL管理约1.9万亿美元经纪与咨询资产 服务29000名财务顾问及1100家金融机构 [10] 行业地位与资源 - LPL Financial Holdings Inc为纳斯达克上市公司 是美国增长最快的财富管理公司之一 [10] - 提供多种顾问合作模式 投资解决方案 金融科技工具及实践管理服务 [10]

核心观点 - LPL Financial宣布The Capitol Bay Group团队加入其现有合作企业Upstream Investment Partners 该团队管理约3.75亿美元资产并从Ameriprise转投LPL [1][3] 团队背景与业务特点 - 团队位于弗吉尼亚州泰森斯 由John Yetman和Manish Mukhi领导 拥有70年综合经验 [2] - 专注于高净值客户、企业主和退休人员 提供退休规划、遗产规划、商业规划及风险管理解决方案 [2] - 2024及2025年连续获《福布斯》评为最佳州级财富管理团队 [2] - 采用全面财务规划方法 以客户目标为导向制定全周期财务方案 [3] 选择LPL的原因 - 追求更高独立性和自主权 需要更丰富的工具服务客户 [3] - LPL提供独立性、更多投资选择及突出企业文化 强调客户关系归属顾问 [4] - LPL持续投资新能力与解决方案 支持顾问业务个性化发展及差异化服务体验 [4] 公司规模与行业地位 - LPL Financial Holdings Inc (纳斯达克: LPLA) 是美国增长最快的财富管理公司之一 [6] - 支持超29,000名财务顾问和约1,100家金融机构的财富管理业务 [6] - 托管约1.9万亿美元经纪和咨询资产 服务约700万美国客户 [6] - 提供多种顾问合作模式、投资解决方案、金融科技工具及实践管理服务 [6]