Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 _________________________________________________ FORM 10-Q _________________________________________________ (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Quarterly Period Ended September 30, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 814-00702 ___________________________________ ...

John Hecht Yes. So I think, John, in addition to what we talked about on our last call, which was post the SVB failure, I think we've seen sort of a little bit of normalization across the market. First Citizens, I think, has done a great job at stabilizing that business. We've seen them in the market on a handful of deals. We're actually working with them on a number of deals as well. Outside of First Citizens, there are some commercial banks that have pulled back from the venture lending ecosystem, which I ...

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Quarterly Period Ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 814-00702 HERCULES CAPITAL, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 74-3113410 (State or Jurisdiction of Incorporation or Organization) 400 ...

Company Participants Michael Hara - MD, IR & Corporate Communications Scott Bluestein - CEO, CIO, President & Director Seth Meyer - CFO & CAO John Hecht - Jefferies Crispin Love - Piper Sandler Kevin Fultz - JMP Securities Christopher Nolan - Ladenburg Thalmann Casey Alexander - Compass Point Finian O'Shea - Wells Fargo Ryan Lynch - KBW Good day, and thank you for standing by. Welcome to the Hercules Q1 2023 Earnings Conference Call. I would now like to hand over the conference to today's speaker, Michael H ...

Q1 2023 INVESTOR PRESENTATION Important Notice: This presentation may contain "forward-looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995. You should understand that under Section 27A(b)(2)(B) of the Securities Act of 1933, as amended, and Section 21E(b)(2)(B) of the Securities Exchange Act of 1934, as amended, or the Exchange Act, the "safe harbor" provisions of the Private Securities Litigation Reform Act of 1995 do not apply to forward-looking statements made i ...

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 814-00702 HERCULES CAPITAL, INC. (Exact Name of Registrant as Specified in its Charter) FORM 10-Q Maryland 74-3113410 (State or Jurisdiction of Incorporation or Organization) 400 Hamilton Ave., Suite 310 Palo Alto, California (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ...

Company Participants Thank you, Michael, and thank you all for joining the Hercules Capital Q4 2022 Earnings Call. Following our record operating performance in 2021, Hercules Capital raised the bar higher and once again delivered record performance in 2022. 2022 was a historic year for Hercules Capital. And I am incredibly proud of what our talented and growing team accomplished. Our record-setting performance in 2022 culminated with the strongest total and net investment income quarter in the company's hi ...

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 814-00702 HERCULES CAPITAL, INC. (Exact name of Registrant as specified in its charter) Maryland 74-3113410 (State or other jurisdiction of in ...

Hercules Capital, Inc. (NYSE:HTGC) Q3 2022 Earnings Conference Call November 2, 2022 5:00 PM ET Company Participants Michael Hara – Managing Director-Investor Relations Scott Bluestein – Chief Executive Officer​ and Chief Investment Officer Seth Meyer – Chief Financial Officer Conference Call Participants Crispin Love – Piper Sandler Kevin Fultz – JMP Securities Ken Lee – RBC Capital Markets Ryan Lynch – KBW Christopher Nolan – Ladenburg Thalmann Operator Good day, and thank you for standing by. Welcome to ...

Financing the Growth of Tomorrow's Companies Today Q3 2022 INVESTOR PRESENTATION November 2, 2022 | --- | --- | --- | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------- ...